Is Upheal HIPAA compliant? BAA by plan, covered services and exclusions

Yes Checked 2026-10-28. Upheal publishes a business associate agreement (BAA) that is available on the Free, AI notes, Pay-as-you-go and EHR Pro plans. No plan is excluded, and the vendor publishes no feature exclusions. This is a statement about BAA availability, not a certification, and using Upheal does not make a practice HIPAA compliant on its own. See all vendor HIPAA checks for other tools.

Short answer

Covered entities can accept Upheal's published BAA at signup, including on the $0 Free plan. The BAA takes effect when the user clicks accept. It is available on the plans above for Upheal AI notes, AI Assistant, EHR and telehealth.

Upheal also publishes that it has completed a SOC 2 Type II audit, encrypts PHI at the record level, logs and monitors access, and runs on AWS infrastructure. The practice still has to accept the BAA under the right legal entity, configure access and keep its own policies.

Which plans include a BAA

A business associate agreement (BAA) is the contract that lets a vendor handle PHI on a covered entity's behalf. Upheal's version is click-through: you accept it during signup, and the text is public on the vendor's BAA page.

Plan BAA How it is obtained Extra cost
Free Available Click-through acceptance on signup; published on the vendor BAA page Plan from $0/month; BAA-specific cost not published by the vendor
AI notes Available Click-through acceptance on signup; published on the vendor BAA page Not published by the vendor
Pay-as-you-go Available Click-through acceptance on signup; published on the vendor BAA page Not published by the vendor
EHR Pro Available Click-through acceptance on signup; published on the vendor BAA page Not published by the vendor

The vendor lists no excluded plans. A solo therapist trialing the Free plan is therefore offered the same click-through BAA as a group practice on EHR Pro. The BAA is still a legal agreement with obligations, and "free" does not mean "no obligations."

What the BAA covers and what it excludes

Covered, per the vendor:

  • Upheal AI notes
  • AI Assistant
  • EHR
  • Telehealth

Excluded: The vendor publishes no excluded features on the pages checked.

Third-party tools used alongside Upheal, such as a separate video platform, a transcription app or a calendar, are not covered by this vendor's BAA unless the vendor says so. If a clinician pastes session notes into another tool, that tool needs its own BAA. A related example is Is Otter AI HIPAA compliant?.

Security controls the vendor publishes

Control Published status
Encryption in transit Not published by the vendor
Encryption at rest Yes
Audit log Yes
Access controls Yes
SSO Not published by the vendor
Data residency Not published by the vendor
SOC 2 Yes
HITRUST Not published by the vendor
ISO 27001 Not published by the vendor

"Not published" means the vendor's pages checked do not state it. It does not mean the control is absent. If your security review requires SSO, a data residency commitment or ISO 27001, ask Upheal for written confirmation and file the answer with the BAA.

How to use Upheal with PHI

A signed BAA is the starting point. These items stay with the practice. More background is in the HIPAA guides.

  1. Accept the BAA under the correct legal entity (the practice, not an individual clinician's personal account) before entering any PHI.
  2. Create user accounts for each clinician and staff member, and remove access when someone leaves.
  3. Review access settings so each person sees only the clients they treat.
  4. Set a device and password policy for every phone, laptop and tablet that opens Upheal.
  5. Train staff and document your policies for AI-generated notes, including who reviews them before they enter the record.
  6. Record the BAA acceptance (date, entity, who accepted) in your vendor inventory.

Compliance depends on the signed BAA, how the tool is configured and the organization's own policies.

Alternatives with a BAA

Verdicts below follow each vendor's own published terms. Open each check for plan details.

For the full comparison, see HIPAA-compliant software by category and the AI scribes category.

Sources

Changes

No changes recorded since first verification on 2026-10-28. See recent changes in vendor HIPAA status.

Changes

No changes recorded since first verification on 2026-10-28. See recent changes in vendor HIPAA status for other vendors.

FAQ

Does Upheal offer a BAA on the Free plan?

Yes. Upheal's published BAA is available on the Free plan, which starts at $0/month, as well as on the AI notes, Pay-as-you-go and EHR Pro plans. It is accepted at signup.

When does Upheal's BAA take effect?

It takes effect when the user clicks accept. Accept it under the correct legal entity before entering PHI.

Which Upheal services does the BAA cover?

The vendor lists Upheal AI notes, AI Assistant, EHR and telehealth. It publishes no excluded features on the pages checked.

Has Upheal completed a SOC 2 Type II audit?

Yes, according to Upheal's trust center. The report date and auditor are not stated here.